Complete CU Service Pre or Post Regulatory Examinations Review AML and more.

AML- Anti-Money Laundering:

In conducting a review of the effectiveness of the compliance regime, the scope of our work covers all organization and subsidiaries operating activities that have obligations under the PCMLTFA and FINTRAC Guidance.

The objective of the review is to determine the effectiveness of the documented compliance program as required by the Proceeds of Crime (Money Laundering) and Terrorist Financing Act. The five pillars of a successful compliance program will be reviewed.

Regulatory examination readiness for Banks or Credit Unions subject to any regulators

OSFI | FINTRAC | FCAC | MFDA | IIROC | Ab Superintendent | BCFSA | Ontario FSRA (DICO) | Manitoba FIRB | NB FCFC | SASK Central and all Provinces | 

 

Complete CU Services services Canada, USA, South America some international organizations and Regulators.